Navigating complex global markets

Global Equities

Our Global Equities division leverages a network of 60+ local and international brokers, providing seamless access and execution across global markets. We offer both low-touch and high-touch trading solutions, including program trading, with real-time support in all major financial centers through our “follow the sun” coverage model. Operating under an Agency-Only model, we deliver unconflicted execution, specializing in small and mid-cap securities and sourcing diverse liquidity pools for Best Execution.

The Global Equities division provides coverage in major, emerging, and frontier markets; North America, Asia-Pacific, Europe, the Middle East and Africa & Latin America

Comprehensive Global Market Coverage

We provide extensive trading coverage across a wide spectrum of market classifications, ensuring clients receive expert support and access in every major region.

North America: Efficient execution and deep liquidity in developed markets.
Asia-Pacific: Trading capabilities across established and emerging centers.
EMEA: Coverage of developed and frontier markets.
Latin America: Access to emerging and frontier markets.

This global reach empowers our clients to pursue investment opportunities and navigate complex market environments with confidence.

Core Services

Global, Real-Time Trading Coverage

Seamless execution, settlement, and clearing in international markets.
Transactions in local currencies and USD, with daily volumes exceeding $1 billion USD.

Access to Diverse Liquidity Markets

Access to 85+ liquidity venues: lit, dark pools, and proprietary platforms.

Experienced Regional Trading Team

11 regionally based traders, averaging 20+ years of experience.
Local international coverage with a strategic London trading presence for timely global trading solutions.

Algorithmic & Market Access

“Best of breed” algorithmic trading providers, vetted and monitored by your dedicated trader.
Flexible “white label” options to set your own trading parameters.
Customizable strategies by type, size, or market cap.
Regional provider selection for optimal liquidity and execution.

Market Commentary & Technical Analysis

Daily Game Plan: Actionable trading opportunities and technical perspectives before market open.
Technical Analysis & Charting: Visual market trends for data-driven decisions.
Pairs Trading Insights: Specialized analysis for relative value opportunities.
Intraday Commentary & Alerts: Timely updates on market-moving news and events.

Execution and Order Management System

Integrated Trading Solutions: Award-winning system streamlines front-to-back trading, boosting efficiency and reducing errors.
Real-Time Back-Office Matching: CTM and WorkX systems for instant trade confirmations and settlements.
Transaction Cost Analysis (TCA): Embedded real-time TCA for continuous execution quality monitoring.
Performance Reporting: Regular reports for transparency and actionable insights.

Compliance & Risk Management

To ensure robust compliance and risk management across the trading lifecycle, we employ industry-leading market surveillance and monitoring tools. These tools enable comprehensive oversight, helping to identify and address potential issues before they impact trading operations.

Our systems offer flexible limit checking at both the trade and portfolio levels. This allows for precise control over trading activities, ensuring that all transactions adhere to established risk parameters. Key characteristics include:

Industry-leading surveillance and monitoring tools for robust compliance.
Flexible limit checking at trade and portfolio levels.
Real-time monitoring of positions, buying power, and trade limits for secure, compliant operations.

Leadership

Dave Mishoe
Managing Director and Head of Global Equities
Los Angeles

Find out more Contact us