Cabrera Capital Markets, LLC
SEC Rule 606
Quarterly Report
for the Quarter Ending of March 2008
SECURITIES LISTED ON THE NEW YORK STOCK EXCHANGE
SUMMARY STATISTICS :
| NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS |
100.00% |
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS |
92.95% |
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS |
5.92% |
OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS |
1.12% |
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
| 1. OTHER |
6.14% |
| 2.THE CHICAGO STOCK EXCHANGE |
0.58% |
| 3.
BEAR, STEARNS & CO. INC. |
51.67% |
| 4. ITG, INC. |
0.00% |
| 5. LEK SECURITIES |
41.62% |
INFORMATION CONCERNING SIGNIFICANT VENUES :
1.OTHER
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
|
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.12% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.03% |
| |
|
2. THE CHICAGO STOCK EXCHANGE
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
0.43% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.15% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.00% |
| |
|
3. BEAR, STEARNS & CO. INC.
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
50.27% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.33% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
1.06% |
| |
|
4. ITG, INC.
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
0.00% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.00% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.00% |
| |
|
5. LEK SECURITIES
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
36.27% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
5.32% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.03% |
| |
|
SECURITIES LISTED ON THE NASDAQ STOCK MARKET
SUMMARY STATISTICS :
| NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS |
100.00% |
| MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS |
95.34% |
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS
|
3.56% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS |
1.10% |
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
| 1. OTHER |
4.38% |
| 2.THE CHICAGO STOCK EXCHANGE |
0.64% |
| 3.
BEAR, STEARNS & CO. INC. |
53.88% |
| 4. ITG, INC. |
0.00% |
| 5. LEK SECURITIES |
41.10% |
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. OTHER
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
4.29% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.09% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.00% |
| |
|
2. THE CHICAGO STOCK EXCHANGE
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
|
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.18% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.09% |
| |
|
3. BEAR, STEARNS & CO. INC.
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
52.97% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.27% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.64% |
| |
|
4. ITG, INC
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
0.00% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.00% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.00% |
| |
|
5. LEK SECURITIES
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
37.72% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
3.01% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.37% |
| |
|
SECURITIES LISTED ON THE AMERICAN STOCK EXCHANGE OR REGIONAL EXCHANGES
SUMMARY STATISTICS :
| NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS |
100.00% |
| MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS |
90.91% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS |
9.09% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS |
0.00% |
|
|
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
| 1. OTHER |
9.09% |
| 2.THE CHICAGO STOCK EXCHANGE |
0.00% |
| 3.
BEAR, STEARNS & CO. INC. |
45.45% |
| 4. ITG, INC. |
0.00% |
| 5. LEK SECURITIES |
45.45% |
| |
|
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. OTHER
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
9.09% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.00% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.00% |
| |
|
2.THE CHICAGO STOCK EXCHANGE
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
|
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.00% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.00% |
| |
|
3. BEAR, STEARNS & CO. INC
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
45.45% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.00% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.00% |
| |
|
4. ITG, INC.
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
0.00% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
0.00% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.00% |
| |
|
5. LEK SECURITIES
TYPES OF ORDERS ROUTED TO VENUE :
|
|
| MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS |
36.36% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS |
9.09% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS |
0.00% |
| |
|
SUMMARY STATISTICS:
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS
|
100.00% |
| MARKET ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS |
93.53% |
| LIMIT ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS |
5.36% |
| OTHER ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS |
1.11% |
